Financial Crime Officer - Investment Bank in Frankfurt am Main bei UBS

Financial Crime Officer - Investment Bank (m/f/d) in Frankfurt am Main bei UBS

UBS

Germany

Compliance

Group Functions

Job Reference #

288166BR

City

Frankfurt am Main

Job Type

Full Time

Your role

Are you a stickler for detail? Do you perform well under pressure? Do you know how to maintain independence and objectivity? We are looking for a Senior Financial Crime Officer like that who can:

work as part of the EMEA IB Financial Crime Prevention team, conducting enhanced due diligence on high-risk clients and transactions to identify financial crime and reputational risks, appropriately identifying, assessing and escalating risks to relevant stakeholders
assume local Deputy MLRO responsibilities in Germany, working closely with Compliance Officers and Senior Business Management whilst representing second-line-of-defense within senior stakeholder meetings
advise the Business and KYC Teams on Financial Crime topics
develop and further enhance the firm’s policies and procedures
reporting of suspicious activity to the Financial Intelligence Unit
perform global and local risk assessments
conduct second-line-of-defense and outsourcing controls
review New Business Initiatives and Gifts & Entertainment requests

Your Career Comeback

We are open to applications from career returners. Find out more about our program on ubs.com/careercomeback.

Your team

You’ll be working in Germany as part of the London-based EMEA Investment Bank Financial Crime Prevention Team. The team manages a broad range of compliance aspects, including but not limited to AML/CTF, Sanctions, Fraud and Anti-Bribery and Corruption across Investment Bank products and services within EMEA.
The team provides guidance, advice and training to comply with relevant legal and regulatory requirements as well as with Group Policies and standards.

Your expertise

relevant experience of minimum 3 years in either compliance, audit or risk control areas within the financial industry
AML experience working with German and/or other European regulators
experience in a high volume and fast paced deadline driven environment
excellent communication and organizational skills
high attention to detail and accuracy
the ability to take initiative and multi-task
able to analyse complex transactions and challenge documentation with an independent but open mindset
able to work in a dynamic and demanding environment with control focus and attention to detail
reliable and resilient (challenging situations and conversations don’t scare you)
able to work independently and take decisions
flexible in performing both daily compliance tasks alongside more complex activities
fluent in both written and spoken English and German (preferably)

About us

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

Contact Details

UBS Business Solutions AG
UBS Recruiting

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.