Compliance Officer in Frankfurt am Main bei Solactive AG

Company Description

Since its creation in 2007 in the financial city of Frankfurt am Main, Solactive AG has grown to one of the key players in the indexing space. The German multi-asset index provider focusses on tailor-made indices, offering to its clients a faster service, with greater flexibility and at a reasonable cost. Solactive AG and its subsidiaries have become one of the fastest growing index providers over the past few years and support the leading investment banks and asset managers across the globe. We have gained global recognition for our role in the Exchange Traded Fund (ETF) industry, where we rank among the top providers worldwide for underlying indices. We also excel in diverse areas such as Structured Products and investment mandates, showcasing the wide range of our capabilities. The impact and value we bring to the market is palpable, but also in the reputation we have proudly built by being close to our customers, solidifying Solactive AG as a trusted and reliable ally in the ever-evolving global financial landscape!

Job Overview

Can you imagine becoming a vital part of Solactive’s compliance team and help us adapting our indexing business to the requirements of the EU Benchmark Regulation (“BMR”)? Are you communicative and experienced in creating viable solutions when facing regulatory challenges? Would you enjoy being the point of contact for internal and external stakeholders regarding all regulatory matters? Then you will very likely fit into our team!

Your Tasks

• Support the business units to ensure that the law, our values and our policies are respected
• Support preparation of internal governance forums and committees
• Taking over controlling functions to ensure ongoing compliance with the EU Benchmark Regulation and other relevant requirements
• Independent monitoring, review and analysis of legal and regulatory developments (including responding to public consultations, updates of policies, standards and procedures)
• Maintaining direct contact with clients, service providers, contributors and supervisory authorities
• Manage, update and carry out trainings in German and English language

Your Profile

• Academic degree in Business Law (Master or German State Examination)
• 7-10 years of professional experience, either in private practice and/or at a leading financial institution, ideally with a focus on general corporate and financial services compliance as well as BMR
• Good knowledge of capital markets and relevant regulations (BMR, MAR, LkSG, HinSchG etc.)
• Experience with MS Office, particularly Word and PowerPoint
• Ability to analyze and process quantitative and qualitative data
• Sensitivity for compliance risks and confidential matters
• Highly structured and motivated
• Innovative mindset and hands-on approach
• Excellent verbal and written communication skills in both German and English
• Intercultural competence

Our Offer

• Be part of the Solactive family, a motivated team with an international setting
• Get to know the dynamics of an established, successful FinTech company
• Experience a modern start-up culture with a flat hierarchy
• Seize the opportunity to develop personally, take over responsibility and maintain direct client contact from day one
• Receive numerous benefits (e.g. gym, regular staff parties like after-work barbecues)

Your Application

Interested? Don’t miss your chance and directly apply online by clicking the “Apply now” button on our website and filling in the application form. Please make sure to also upload your CV, a cover letter is not compulsory. Your contact person is Roopali Sahoo (careers@solactive.com). We are looking forward to hearing from you!

For further information, please visit: www.solactive.com/career/

About us

Solactive AG is a FinTech company operating globally and growing at a fast pace, headquartered in Frankfurt. Since 2007, we develop tailor-made and multi-asset class index solutions for ETFs and other index-linked investment products for the leading global investment banks and asset managers as our clients. Flexibility, efficiency and providing the highest quality are at the heart and soul of our business philosophy. We are now hiring!